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Form 13F
Results: 114

#	Item
61	Microsoft Word[removed]Business Law Section Letter.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-12 11:04:23 Financial services Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Financial adviser Investment Advisers Act Private equity Stock fund Registered Investment Advisor Form 13F Financial economics Investment Finance
62	PDF Document Add to Reading List Source URL: www.afajof.org Language: English - Date: 2012-10-26 05:48:31 Financial services Institutional investors Funds Financial markets Hedge fund Mutual fund Form 13F Index fund Rate of return Financial economics Investment Finance
63	Microsoft Word - Vote Reporting Comment Letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-15 15:39:54 Finance Form 13F Proxy voting Hedge fund Institutional investor U.S. Securities and Exchange Commission SEC filings Financial economics Investment
64	Microsoft Word - SKNYC1[removed]v1-SK Comment Letter - SEC Proposed Rule on Reporting of Proxy Votes on Executive Compensation. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-22 14:47:52 Business Proxy voting Form 13F Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act U.S. Securities and Exchange Commission Regulation S-X Short Proxy statement SEC filings Finance Financial economics
65	Comment Letter on File No. S7-30-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-18 13:28:34 Private law Management Direct democracy Elections Proxy voting Investment Adviser Association Board of directors Form 13F Dodd–Frank Wall Street Reform and Consumer Protection Act SEC filings Business Corporations law
66	Microsoft Word - SEC Proposed Rules Comments-DMathis Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-11-24 11:43:36 Financial services Financial regulation Short selling Financial markets Hedge fund Uptick rule Short Credit default swap Form 13F Financial economics Investment Finance
67	December 16, 2008 Ms. Florence Harmon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-17 15:34:55 United States Securities and Exchange Commission Finance Financial regulation Business Financial economics Securities Act Form 13F U.S. Securities and Exchange Commission Christopher Cox United States securities law SEC filings 73rd United States Congress
68	Microsoft Word - Comments Re Reporting of Proxy Votes on Executive Compensation and Other Matters _2_ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-22 15:04:17 Executive pay Business Management Government SEC filings Form 13F U.S. Securities and Exchange Commission
69	Comment Letter on File No. S7-30-10 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-22 13:32:52 Financial services SEC filings Short selling Proxy voting Form 13F Investment management Investment Advisers Act Securities lending Short Financial economics Investment Finance
70	December 11,2008 Via Electronic Filing Florence E. Harmon Acting Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-11 14:53:56 SEC filings Investment Financial regulation Short selling U.S. Securities and Exchange Commission Form 13F Investment Adviser Association Short Financial adviser Financial economics Business Finance

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